Represented an insurance industry client in a multibillion-dollar securities class action, a separate multibillion-dollar receivership claim, numerous related lawsuits filed in state and federal court, a federal multi-district litigation (MDL) proceeding, and appellate proceedings in the Fifth Circuit Court of Appeals and the United States Supreme Court.

Represented 100+ financial advisors in federal court litigation arising from an alleged Ponzi scheme and related appellate proceedings in the Fifth Circuit Court of Appeals and the United States Supreme Court.

Represented a corporation in shareholder litigation arising from an alleged antitrust scheme. Obtained complete dismissal of all claims.

Represented a corporate officer in class action and shareholder derivative litigation involving alleged accounting manipulations. Obtained complete dismissal of all class action claims.

Represented the officers and directors of a publicly-traded telecommunications company in federal securities litigation, related state court proceedings, and an appeal to the United States Court of Appeals for the Fifth Circuit. Obtained complete dismissal of all claims.

Represented numerous clients (including underwriters, auditors, public company issuers, and individual officers and directors) in various class actions and putative class actions asserting claims under the federal securities laws. Served as โ€œpanel counselโ€ for a leading insurance carrier on securities class actions and D&O claims.

Represented two senior officers of a bankrupt manufacturing company in a multimillion-dollar lawsuit brought by the Chapter 7 trustee asserting corporate governance claims against the companyโ€™s officers and directors.

Represented a publicly-traded technology company and its board of directors in a Delaware class action arising from a $560 million merger transaction.

Represented a publicly-traded waste management company and its board of directors in a nationwide shareholder class action arising from a $525 million merger transaction.

Represented a Texas corporation and its board of directors in shareholder derivative litigation arising from a merger transaction.

Represented a corporate officer in shareholder derivative litigation involving alleged antitrust violations. Obtained complete dismissal of all claims.

Represented a publicly-traded restaurant company and its board of directors in a nationwide shareholder class action arising from a $650 million merger transaction.

Represented various publicly-traded corporations in connection with SEC inquiries involving alleged insider trading, accounting irregularities, and other matters.

Represented corporate officers in various SEC investigations involving alleged accounting manipulations by publicly-traded technology, construction, and health care companies.

Represented multiple broker-dealer employees in SEC and FINRA investigations involving an alleged Ponzi scheme.

Represented a corporate officer in an SEC investigation and related federal court proceedings involving alleged accounting manipulations by a leading wholesaler in the food industry.

Represented a broker-dealer and its employees in SEC and FINRA investigations involving an alleged Ponzi scheme.

Represented an employee of a leading investment bank in an SEC investigation involving mortgage-backed securities.

Represented a corporate financial officer in connection with an investigation conducted by the Texas State Board of Public Accountancy. Obtained “no-action” letter from the TSBPA.

Represented a national broker-dealer in multiple appellate proceedings involving federal arbitration law.

Represented a broker-dealer and its employees in state court litigation and a related arbitration proceeding involving an alleged Ponzi scheme.

Represented an investment bank in a multimillion-dollar arbitration proceeding involving collateralized mortgage obligations (CMOs).

Represented a leading investment bank in multiple arbitration proceedings involving high net worth investors.

Represented a national wireless telecommunications company in a $100 million AAA arbitration proceeding.

Represented numerous investment banks and broker-dealers in securities and commodities arbitration proceedings before FINRA, the New York Stock Exchange, the American Stock Exchange, the National Futures Association, and the National Association of Securities Dealers.