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Alan concentrates his practice on corporate governance, risk management solutions, succession planning, operational and transactional matters. He has extensive experience in operational risk assessment and mitigation, including the design, implementation and testing of organizational processes, procedures and controls, formation of captive insurance companies, risk retention groups and related risk management programs. Alan also represents clients in all aspects of mergers and acquisitions, including regulatory issues.

Alan has a long history representing many types of businesses, including financial, manufacturing, hotel and food service, retail, health care, insurance, real estate development and transportation companies. He works with chief executives, CFOs, in-house counsel and compliance officers to help them navigate the unique risk profiles of their respective businesses to achieve successful execution of objectives.

In addition to his corporate governance, risk management and transactional practice, Alan has significant experience in various financing matters, including leveraged (asset-based) buy-outs, private equity, mezzanine, convertible and traditional financing vehicles.

Other Info About Alan


Law School

University of Kentucky College of Law, J.D., 1989, summa cum laude

Undergraduate School

Georgetown College, B.A., 1983, summa cum laude

Bar Memberships

Alan is licensed to practice in the following state(s):



Local & National Recognition

Peer Review Rated, Martindale-Hubbell®

Professional Affiliations

Professional Affiliations & Memberships

American Bar Association

Kentucky Bar Association

Fayette County Bar

Civic Activities

Civic & Charitable Organizations

Faith Community Housing Foundation

Immanuel Baptist Church

Kentucky Baptist Initiative on Church Revitalization and Combinations

Upward Basketball, Coach/Referee

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