Skip to Main Content.

Corporate Law

Closely Held Business Transactions

Entrepreneurship has become the driving force of today’s growing economy. More than ever, new business owners are driven by a desire to control their own destinies and are looking for capital and leverage to help their emerging companies succeed. Our multi-disciplined, closely held business team has a long history of helping entrepreneurs and small companies plan and blossom into powerful contributors on local and national stages. Our attorneys concentrate in the areas of corporate finance, entity formation, securities, tax, labor and employment, intellectual property, cybersecurity, and regulatory compliance. With the requisite experience, we’re able to assist clients in every stage of capital development, from initial seed capital to follow-on and growth equity financing.

We also represent numerous venture capital firms and private equity sponsors, for which we provide comprehensive due diligence reviews and negotiate the terms of the investment to include preferred share terms, investor rights/stockholder agreements, as well as executive employment agreements, option plans and grants. We pride ourselves on working collaboratively with clients to ensure a smooth investment process as they look to expand their businesses through strategic partnerships and alliances. Our attorneys bring both passion and pragmatism to closely held business transactions, helping our clients strategically and successfully navigate the myriad of challenges found in today’s financial, tax, regulatory and technology-based business environments.

Service Area Contacts

Scott W. Dolson Profile Image
Scott W. Dolson

Member

Louisville, KY

William G. Strench Profile Image
William G. Strench

Member

Louisville, KY

Jason D. Tonne Profile Image
Jason D. Tonne

Member

Cincinnati, OH

Learn More

Support for Growing Companies

We understand the issues unique to business mergers with complex capital structures, multiple series of preferred shares, convertible debt, warrants and option plans. In addition to traditional mergers and acquisitions, we counsel our clients through the unique equity provisions and intellectual property licensing arrangements concomitant to the strategic partnerships and alliances being negotiated in today’s business climate.

We help structure, negotiate, and close a broad spectrum of closely held business transactions, with notable depth as it relates to the following:

  • Entity Formation and Tax Planning
  • Initial Public Offerings (IPOs)
  • Private Placements
  • Mezzanine Financing
  • Preferred and Convertible Preferred Share Financing
  • Convertible Debt Securities
  • Mergers and Acquisitions
  • Equity Compensation Plans and Incentive Awards
  • Strategic Partnering and Alliances
  • Corporate Governance
  • Stock Purchase and Subscription Agreements
  • Registration Rights Agreements
  • Investor Rights/Stockholder Agreements
  • Federal and State Securities Law Compliance
  • SBIC Investment Compliance
  • Qualified Small Business Stock Tax Treatment
  • Section 1244 Stock Tax Treatment
  • Section 83(b) Elections
  • Restricted Stock Plans
  • Technology Licensing and Protection
  • Confidentiality and Nondisclosure Agreements
  • Executive Employment Contracts

 

Industry-Specific Experience

Our team works with clients in every major industry as well as numerous emerging growth sectors, including:

  • Telecommunications
  • Wireless Communications
  • Internet Service Providers (ISPs)
  • E-Commerce
  • Website Development
  • Software Development
  • Financial Services
  • Healthcare
  • Electronic Devices
  • Biotechnology and Pharmaceuticals
  • Pharmaceutical Industry Outsourcing
  • High Tech Manufacturing
  • Outsourced Service Providers to Emerging Growth Businesses

 

 

 

 

 

 

Related Insights

Encryption your data. Binary code and digital Lock. Hacker attack and data breach. Big data with encrypted computer code. Safe your data. Cyber internet security and privacy concept. Database storage 3d illustration
Binance Decision Clarifies Extraterritorial Application of U.S. Securities Laws to Digital Asset Tra...

April 19, 2022 | Blogs

On March 31, 2022, the United States District Court for the Southern District of New York dismissed ...

In the News:
Connected Vehicles & Automatic Decision-Making

Publication: Bloomberg Law

Publish Date: March 24, 2022

Authors: Jean Paul Yugo Nagashima

Conceptual image about safety of crowdfunding
Crowdfunding Platforms and Patent Rights: What Healthcare Entrepreneurs Need to Know

March 18, 2022 | Blogs

In recent years, online crowdfunding platforms such as Kickstarter, Indiegogo, and GoFundMe have eme...

pile of coins on technology financial graph background.
President Biden’s Executive Order Addressing Digital Assets and Technologies

March 9, 2022 | Blogs

President Biden issued an Executive Order (the “Order”) earlier outlining the administration’s...

Person looking through the microscope
Private Equity – The Newest Face at the FCA Table

March 4, 2022 | Blogs

The False Claims Act (FCA) has long been a powerful tool for the federal government to generate larg...

Calculator and pen on table
Tax Distributions for Pass-Through Entity Owners

October 14, 2021 | Blogs

Tax distributions provided for in a shareholder agreement of an S Corporation or in an operating agr...