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    Person putting bitcoin in a piggy bank
    Five Reasons DOL (Almost) Prohibits 401(k) Cryptocurrency Investments | Fiduciary Focus Series

    March 25, 2022 | Publications

    The Department of Labor’s Employee Benefits Security Administration (DOL) issued Compliance Assist...

    DOL Refines Its Position Regarding Private Equity in 401(k) Plans | Fiduciary Focus Series

    January 20, 2022 | Publications

    On December 21, 2021, the Department of Labor (DOL) issued a Supplemental Statement clarifying earli...

    The Long and Winding Road: The DOL’s Proposed Rule on ESG Factors and the Exercise of Shareholder ...

    October 27, 2021 | Publications

    On October 13, 2021, the Department of Labor (DOL) released its proposed “Prudence and Loyalty in ...

    Golden Parachute Tax Savings
    DOL Issues FAQs on Lifetime Income Illustrations | Fiduciary Focus Series

    September 2, 2021 | Publications

    The Department of Labor (DOL) issued “temporary implementing FAQs” on July 26, 2021. The FAQs cl...

    Privacy and Data Security Weekly Update
    “A Long Time Comin’”: The DOL issues Cybersecurity Guidance | Fiduciary Focus Series

    May 12, 2021 | Blogs

    On April 14, 2021, the U.S. Department of Labor (DOL) issued guidance on cybersecurity for employee ...

    “You’re Gonna Miss Me When I’m Gone:” Missing Participants – Employer Reti...

    February 11, 2021 | Blogs

    Pension plan and 401(k) plan fiduciaries, including employers who are the plan administrators under ...

    DOL Guidance on Lifetime Income Illustrations: Coloring Within the Lines | Fiduciary Focus Series

    September 22, 2020 | Publications

    The Setting Every Community Up for Retirement Enhancement (SECURE) Act of 2019 included several life...

    DOL Reinstates Five-Part Test for Fiduciary Investment Advice | Fiduciary Focus Series

    August 3, 2020 | Blogs

    On June 29, 2020, the U.S. Department of Labor (DOL) proposed a new prohibited transaction exemption...

    Department of Labor Guidance Opens New Opportunities for Participant-Directed Investment in Private ...

    July 22, 2020 | Blogs

    In a recent Information Letter (the “Letter”), the Department of Labor (DOL) clarified that defi...

    Uncover the Benefits
    Eight Reasons to Have an Investment Policy Statement for Your Retirement Plan | Fiduciary Focus Seri...

    July 21, 2020 | Blogs

    A plan investment policy statement (IPS) is a written statement intended to provide a plan’s inves...

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