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Valerie A. Whitlock

Investing strategically on your account

Like the rest of the global economy, the financial services industry is in a state of constant flux as banks and accountancy companies hasten to meet the changing needs and wishes of businesses and consumers. Recognizing this, we’ve assembled a skilled and versatile cross-practice team to counsel and provide legal services for any situation that may confront our clients.

We offer a full range of services related to mergers and acquisitions, complex regulatory issues, strategic planning and navigating through the financial services environment. Our team represents numerous regional and local bank holding companies, state and national banks, thrift holding companies and other financial institutions.

Nathan L. Berger Profile Image
Nathan L. Berger

Member

Louisville, KY

Nashville, TN

Peter M. Cummins Profile Image
Peter M. Cummins

Member

Louisville, KY

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Binance Decision Clarifies Extraterritorial Application of U.S. Securities Laws to Digital Asset Transactions

April 19, 2022 | Blogs

On March 31, 2022, the United States District Court for the Southern District of New York dismissed ...

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Strengthening Your Incident Response Plans Ahead of Cyber Incident Reporting for Critical Infrastructure Act

March 31, 2022 | Publications

The Cyber Incident Reporting for Critical Infrastructure Act of 2022 (the “Act”), a part of the ...

New Private Activity Bonds, Expiring TEFRA Relief, and Other IRS Updates

March 11, 2022 | Publications

The 2021 calendar year wrapped up with the biggest expansion of exempt facility bonds in a decade in...

The American Rescue Plan’s Impact on Form 1099-K Reporting Requirements for Third-Party Payment Networks

February 8, 2022 | Blogs

Another tax year, another change. The annual Form 1099-K issuance (Payment Card [1] and Third-Party ...

Financial Services Bank Building
Statement of Principles on Examination Information Requests

January 26, 2022 | Publications

On January 21, the Federal Financial Institutions Examination Council (FFIEC) issued a statement ann...

DOL Refines Its Position Regarding Private Equity in 401(k) Plans | Fiduciary Focus Series

January 20, 2022 | Publications

On December 21, 2021, the Department of Labor (DOL) issued a Supplemental Statement clarifying earli...